Client Alert

Section 13 SEC Reporting by Advisers and Brokers and Section 16 SEC Reporting by Insiders of Public Companies

February 06, 2008

The Investment Management Practice Group

This memorandum summarizes the Section 13 reporting requirements applicable to investment advisers and brokers, focusing particularly on Schedule 13G, and the Section 16 reporting requirements applicable to insiders of public companies, and includes a schedule of the filing deadlines for 2007.