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DC Circuit Ruling confirms split on SEC's use of in-house judges
July 10, 2017
Nicolas Morgan, Sam Puathasnanon, Thomas Zaccaro, and Kyle Jones
On June 26, an en banc panel of the U.S. Court of Appeals for the D.C. Circuit denied the petition for review in Raymond L Lucia Cos. v. SEC, a case that involved a constitutional challenge to the Securities and Exchange Commission's administrative proceedings.